An Ecology of Persons
I would like to take this opportunity to delve into Morten Tønnessen‘s essay, “Umwelt ethics,” [download here] (Sign Systems Studies 31.1, 2003), which I could only afford to mention in passing in my post Umwelt, Umwelten and The Animal Defined By Its Relations. I suggested then that Tønnessen had not provided a rigorous connection between Uxeküll’s notion of Umwelt and Næss’s Deep Ecology ethics, but rather gave us a fine juxtaposition. It could be said that Tønnessen gives us a topographical study of the ethical landscape confronting those that want to argue for a moral authority when treating environments and other species. I also suggested that such a landscape could be well-aided by the kinds of ethical arguments provided by Spinoza’s ontology/epistemology (explicitly), and the normative epistemology of Davidson. Here I would like to pursue more of the former rather than the latter, but I do believe that they are well connected, conceptually.
Key to understanding Spinoza’s gift to this question I believe comes from the way that he treats human relations. Much of environmental ethical argument is bent toward shaping moral framing out toward a much broader sphere, thinking about how the reasons why we treat other women/men/children well also apply to ecological questions. Spinoza has an advantage here, for largely we do not have the problem of how to get out of the human-realm (moral reasoning), and into the natural realm (brute forces) – humans do not form a kingdom within a kingdom, as he says. In fact, Spinoza’s treatment of ethical questions (and we do need to watch how we move lexically from ethical to moral and back) among human beings is at core an ecological question. Human beings are for Spinoza resources. One does not waste the possibilities of combining with other persons, and the freedom of other persons is necessarily a contribution towards our own freedom. Because the human realm is shot through with utility reasoning the bridging towards a utility of environments forms a much more natural aptitude for analysis and moral positioning.
But let me step through Spinoza here as an entry point into Tønnessen’s article, for he does a very good job of laying out the priority of questions to be answered. What really is at stake is the ultimate question of how to resolve the islanding tendencies buried in the phenomenological heart of J. von Uexküll’s notion of Umwelt.
This difficulty – and I am only now coming to grips with the literature – has largely been attempted to be answered either on the functional, or semiotic level. Some combination of a network of functions (for instance various “functional cycles” between the organism and the environment), and then more, their semiotically distilled expression, serve as a sometimes loosely proposed nexus between what von Uexküll apparently conceived of in much more isolating, organism-bound, apparitional terms. Umwelten are supposed to give rise to a kind of shared Umwelt, or an interface called a Semiosphere, which is seen to connect up all these treatening-to-be solipsistic bubbles of informational life. (Previously, here and here, I have proposed an alternate resolution which involved disbanding the phenomenological core of the idea altogether, and redefining the organism in terms of an Exowelt, composed of the very differences that make a difference. These following arguments dovetail with this notion.) Tønnessen feels well the difficulty of von Uexküll’s phenomenology and seeks to give us a platform from which to view these bubbles of experiential outer world, not only their epistemological connections, but also their moral footing. And to do so he turns to the work of Hoffmeyer.
Now I have not read Hoffmeyer’s discussion of bioethics, and rely mainly upon the aspects brought up by Tønnessen himself. So this critique has to be taken as internal to this particular essay, and runs the risk of repeating points that Hoffmeyer may have prodigiously made or rigorously countered. Nonetheless, I want to trace out the ground that is raised in “Umwelt Ethics,” for I sense that Tønnessen turns to Hoffmeyer to alleviate something of the pressure put on by the difficulties of a phenomenological world view.
“Code-duality” and Dual Attributes: Where is the seam?
Tønnessen discusses Hoffmeyer just about at the vital point of clarifying what a moral subject is, via the influence of Jon Wetlesen, himself oriented strongly towards a Spinozist implicit definition of a subject:
Hoffmeyer’s justification of the attribution of moral status is inspired by the Norwegian philosopher Jon Wetlesen, for whom Spinoza’s definition of subjecthood acts as a point of departure. According to Spinoza (1951: Pt. III, Prop. IV), “everything, in so far as it is in itself, endavours to persist in its own being”. Wetlesen (1993) argues that all non-human individual organisms and supra-individual wholes that resembles moral agents by showing self-determination, or striving, can be regarded as subjects with a moral standing. Hoffmeyer’s equivalent of the Spinozean perseverance is his own concept code duality (Hoffmeyer 1993: 165). Organic code-duality, a property common to all living beings, can be understood as the semiotic interplay between the analog (cell) and digital (DNA) versions of a living being (cf. Hoffmeyer 1996: 44).
I’d like to discuss this link to Spinoza with a bit more richness, confronting as directly as possible Hoffmeyer’s guiding principle of code duality in terms of Spinoza’s position. I think we can get something very productive out of this. First of all, as is obvious but perhaps needing to be said, all things, that is, every single body in composition expresses itself with a conatus for Spinoza. If we are to use Spinoza’s notion of the conatus as an ethical signpost we are going to have to be rather explicit in the justification our claims that distinguish strongly between the animate and the inanimate, or the organic and the inorganic. For Spinoza, in somewhat fine panpsychist fashion resembling Augustine’s best panpsychic moments, conatus pervades the entirety of Being. Anything that exists exists because it is striving. (Perhaps Wetlesen takes this whole-hog, but it is good to make this point quite explicit.)
More interesting is Hoffmeyer’s notion of “double coding” which he specifies with reference to analog and digital cell ontologies. We must ask, if we are to make a Spinozist critique, is there an homology in Spinoza to “double coding”? The most obvious connection of course is Spinoza’s assertion of two Attributes, thought and extension, wherein digital coding is taken as Ideational expression, and analogical coding as Extensional. I’ve tried to trace down the fundamental thought in Hoffmeyer’s idea of dual codes, and it seems that he is most interested in the differential between the two, using the DNA code of an organism as placed in relation to the supervenient meta-code of analogical spatiality:
Every single crocodile embodies both the essence of being a crocodile, “crocodileness” (the message handed down to it through the genetic material), and the elements that make it one particular crododile. The second message is a kind of meta-message supervenient to the bloodline’s digital message. The crocodile is an analogue code in the sense that it enters, among other things, into a mating semiosis which, in principle, involves a good many crocodiles (through competition, etc.). Ostensibly, the message is transmitted by the fertilized egg cell the crocodile once was, but it also involves the egg cell’s spatial interpretation of another message, the digitally coded message that, at one time, lay tucked away inside the crocodile egg’s own genome. And, as the mating semiosis runs its course, this message is received – and interpreted – by other members of the same species. Generally speaking an organism convey’s a message about its evolutionary experience (45)
Signs of meaning in the Universe, Hoffmeyer and Haveland
Spinoza distinctly would refuse both supervenience and meta-status for the Attribute of extension, for he argues that Idea and Thing are in strict parallel, each expressing themselves with “the same order and connection”. So, one must question from a Spinozist point of view: by what measure is the spatial said to supervene upon the digital? In fact, I suspect that here Hoffmeyer is constructing a differential between separate layers or registers, for the spatiality of the crocodile (in Spinozist terms, its extensional expression) is not expressive just of its DNA, but rather of the digital state of all its cell structure. And the DNA molecular “code” is not expressed by the crocodile as res, but rather in the very spatial configuration of its very molecules. If I am understanding Hoffmeyer and Haveland correctly, it seems that, in Spinozist terms, they are selecting out the Ideational expression of DNA, and the Extensional expression of a Crocodile, across domains, and putting them in hierarchical relation to each other. One might as well take the molecular spatiality and the digital state of the crocodile and cross-weave them back. In any case, while the double coding that Hoffmeyer suggest is quite revealing, and an interesting take upon the Mind/Body, Meaning/Form dualities, it is but a cross-section of interpretation. A Spinozist would want to see a fuller picture, embracing both Attributes at any particular register.
It is enough to say though that such Double Coding would not select out only organic processes from all other expressions of Nature, for under Spinozist lights, all things are of dual codes, expressed in Thought and Extension.
The “Positioning” of an Imitation of the Affects
Tønnessen continues on with the benefits of a Hoffmeyer approach, careful to note how the ethics being built from dual-coded theorizing differs from Umwelt thinking in that it incorporates species specific, genomic Umwelten of a kind:
In conclusion (Hoffmeyer 1993: 173), “all living systems deserve to be considered as moral subjects, but some of them more so than others”. As a parameter that might eventually be used for grading among moral subjects, he suggests semiotic freedom, i.e., the level of richness or depth of meaning that a being is able to communicate. Hoffmeyer (1993: 172; cf. 1996: 139) attributes true subjectivity, and, consequently, moral status, at the individual level to all animals possessing a complex nervous system. Primitive organisms, on the other hand, such as amoebas or mealworms, are moral subjects only at species level. A premise for this judgment is that human beings are “perfectly capable of identifying with any entity that might occupy positions similar to those we occupy ourselves in the bio-logics of nature” (Hoffmeyer 1993: 172). In Hoffmeyer’s interpretation, this means that we are capable of identifying with “umwelt-builders in the broadest sense of this term, i.e. even species of lower level organisms lacking neural systems but which, qua species, nevertheless create a kind of (genomic) umwelt through their evolutionary incorporation of ecological niche conditions into the future” (Hoffmeyer 1993: 172) [Footnote: As this passage exemplifies, Hoffmeyer departs from Uexküll’s understanding of the Umwelt concept. In an Uexküllian setting, it makes no sense to talk about “genomic Umwelten”, since each and every Umwelt is in fact the privilege of the subject in question. Consequently, although evidently founded on biosemiotics, Hoffmeyer’s ethics cannot be regarded an Umwelt ethics.]….
This is where it gets very interesting for we enter the realm of Spinozist ethical theorizing that departs from mere conatus claims of moral standing. All animals with complex nervous systems are afforded such a standing due to their ability to “[identify] with any entity that might occupy positions similar to those we occupy ourselves in the bio-logics of nature” (bolding the important concepts). Here we come right up to the braiding of Spinoza’s principle of the imitation of affects and my own thinking of Exowelten. To repeat the vital Spinozist proposition that we are imaginatively, and affectively connected to all human others through our projection of “sameness”:
E3, Proposition 27: If we imagine a thing like us, toward which we have had no affect, to be affected with some affect, we are thereby affected with a like affect.
[If one wants an in-depth reading of the sociological and political consequences of this proposition, see Balibar’s treatment of the reasoning behind sociability: Here] But let us remain at the bio-logical level. It is important that the seemingly implicit experiential/ideational sameness within human beings that Spinoza posits, in Hoffmeyer becomes a positional one (with these two positions not being mutually exclusive to each other). What distinguishes the moral subject here, is the ability for the organism to read another organism as positioned as it might be in. I would go further, and more explicitly say: the ability for the read organism to be affected by the same differences in the world, that is, in terms of my thoughts on Exowelten, to share differential nodes, the same points as organs of perception. This capacity is, at the highest levels of human rationality, expressed as Triangulation: the ability to read through the assumed coherence of another’s beliefs and those causal relations, the coherence of states of the world. But this capacity is primarily an affective capacity, to which the depths of one’s organic coherence read the states of other things, objects, beings in the world, such that the causal powers of the world itself come into greater clarity.
Importantly, by stretching his criteria beyond the mere nervous-system-endowed animal, out to genomic expressions of organisms, the breadth of reflective capacities can be contributed to a far greater number of phenomena, something that Tønnessen notes. But with significance he raises the question of just what importance code-duality plays in this “same position in the bio-logic” definition of moral standing, in particular, why should our identifications be restricted by Hoffmeyer’s description:
…To Hoffmeyer’s credit, his criterion for deciding which entities we are capable of identifying with is so vague that it allows for a certain flexibility. This vagueness, or flexibility, however, is not mirrored in his conclusion. If we are capable of identifying with any entity that might occupy positions similar to those we occupy ourselves in the bio-logics of nature, then why not a mountain, or an individual mealworm? And, more generally: if interpretative processes are to form the basis of attribution of moral status, why should code-duality be considered the relevant property? In what way is organic code duality related to the actual well-being of a creature or a living system, in the same sense as self-determination or perseverance is?
This raises a very important question of just what are the evolutionary and epistemic benefits of reading in two terms, Thought and Extension? This is to say, if we agree with Spinoza and all things express themselves in Thought and Extension, in what manner is the gain of focusing our attention upon one or the other?
Triangulation and the Internal of Cause
Donald Davidson has an elementary answer to this question, but we have to translate out of, and down from, his attempts to parse out the explanatory power of mental causation, (that is, or attribution of causal properties to beliefs and reasons), from physical causation.
[Mental concepts] appeal to causality because they are designed, like the concept of causality itself, to single out from the totality of circumstances which conspire to cause a given event just those factors that satisfy some particular explanatory interest. When we want to explain an action, for example, we want to know the agent’s reasons, so we can see for ourselves what it was about the action that appealed to the agent…The causal element in mental concepts helps make up for the precision they lack; it is part of the concept of an intentional action that it is caused and explained by beliefs and desires…
– “Three Varieties of Knowledge”, (216-217)
When reading the behaviours of other persons as behaviours,we necessarily attribute to them all sort of mental predicates such as “he desires, she wants, she fears, he hopes, they think…” which help us isolate the important internal states which allow us to sensibly make use of those behaviors as significant. In fact, as we make these projective attributions, it is not just that the agent we are reading who becomes clear (under a normative framework), but also and more importantly, the world itself. By making mental-causal attributions “within” the agent, events in the world “outside” the agent are also selected out as significant because the agent and I are regarded as somewhat the “same”. This sameness can be understood as a kind of internal, affective/ideational sameness: I would feel/think the same things if I were like that; or, and more importantly, I would feel/think the same things if I were in the same “position” (Hoffmeyer’s denotative standard for moral subject).
But one must not stop at the rational belief level of attribution to fully understand the pervasiveness of Triangulation, the way in which the internal states of others reveal for us the character of external states of the world. In fact, I would go further and say that the “double code” that Hoffmeyer presents is primarily the heuristic difference that an reader makes upon another organism (or even a field of consistent boundary conditions):
Are the most important events going on Inside the organism/field, or Outside in the world that we share?
Those events when read as internal are understood as mental, while those read as external are understood as physical, with the understanding that a relevant interal events are signficant in how they confirm or deny pre-existing internal/external orientations the reader has already established with aspects of the world. Ultimately, this is how differences in the world become Organs of Perception.
Why not a Mountain?
So Tønnessen is dead-on when he asks, “why not a mountain, or an individual mealworm”? It is precisely so that a blade of grass might present some significant inside (mental) interpretant, as may an entire field of grass. And yes, a sudden splitting of a mountain face, or the soft curve of its erosion wear might prospectively direct us to its internal coherences to isolate what is causally significant. “Was it a faultline crack, or a meteor that struck?”, just as we might ask, “Was he mentally unstable, or was he coerced?”. These are homologous questions. Mountains too have a semiosis of internal consistency, and only the acclaimed need for a subject-center Interpretant prevents this from becoming obvious.
The statement will be made: Well, you can project your anthropomorphisms onto mountains and ponds all you like, but they themselves are not Triangulating, not reading states of the world off of the internal states of other things/beings!
To this I would want to assert that these projections are not just anthropomorphic but come from the affective organization of our body plans down to a fair ancestral level. The animism is not just a retarded vestige to be thrown off, but rather makes up some of the most powerful capacities to organize ourselves in the world and to communicate with it. In a sense, it forms the contrapuntal base rhythm of our perceptions and rationalized descriptions, something whose slow, essential musicality must be harmonized with, or quietly, somatically altered, if we are to experience coherence in our views. Secondly though, I am unsure how one would decide upon which external factors a mountain or a pond is responding to when we epistemically project onto its semiotic states of coherence. Sun’s light might be warming a rockface, but just so is the atmospheric condition allowing it. Are bacteria “triangulating” when they quorum sense: some thoughts here: Davidson’s Triangulation and the Swarm. I would say that the internal coherence of any one organism or field registers significant differences out beyond it in the sense that its Exowelt meets with ours, sharing nodes. And which of those nodal features, whether they be primary difference that make a seemingly direct difference between the internal states of the organism/field, and ourselves, or secondary ones, which may be inferred from the former, is something that plays itself out in pragmatic terms. This is to say, the very coherence that is maintained in an organism/field is not composed of one-to-one mappings of internal-event-aspect/external-event-aspect, and that the very causal constellation of external events can be said to be expressed in the internal response coherence.
In this way, human beings are very good at telling us what they are responding to in most circumstances, and in reasoned discourse this results in them telling us what they “know”. But knowing goes very deep into the organism/field, far below what we can say, and “what” we know in our very coherence has no delineated correlate.
The “Ontological Niche”
Tønnessen then, upon returning to a less than satisfying and phenomenologically informed concept of Umwelten, raises the concept of the ontological niche, something approaching my Exowelt correction to the same. By virtue of Uexküll’s criterion of the “function cycle” a division is made between animal and plant, those that have an Umwelt and those that have merely a Wohnhüllen.
Phrased in modern terminology, Umwelten can be attributed to protists, bacteria and animals (including the animal that does not want to be an animal, i.e., man), but not to plants and fungi (Uexküll, Kriszat 1956 [1940]: 111). Instead, they have Wohnhüllen, which the objects of Umwelten are replaced by meaning-factors. These must, along with Umwelten, be understood as a category of individual phenomenal worlds.9 While only Umwelt-carriers take part in functional cycles, plants and fungi, as well, partake in contrapuntal relations, i.e., subject-object-relations characterized by a mutual correspondence between the two entities. There are at least two kinds of contrapuntal relations: Relations between two meaning-utilizers (e.g. a flower and a bee, or a predator and its prey), and, more generally, relations between a meaning-utilizer and a meaning-carrier or meaning-factor in its phenomenal world (e.g., an eye and the sun). Functional cycles can be regarded as special cases of contrapuntal relations. The known phenomenal world, therefore, consists of Umwelten and Wohnhüllen that, through the interconnectedness that the various contrapuntal relations result in, comprise what we call nature. In this intricate web — of life, of semiosis, of world — we occupy an ontological niche.
The ontological niche of a being can be defined as the set of contrapuntal relations that it takes part in at a given point of natural history. [Hoffmeyer (1996: 140): “The character of the animal’s defines the spectrum of positions that an animal can occupy in the bio-logical sphere, its semiotic niche”.] The ontological niche of a being delimits the “area” that this being occupies in the phenomenal world. Simultaneously, through its ontological niche, the phenomenal world of a being is intertwined with other phenomenal worlds, thus integrating this being into the society of phenomenal subjects…
As I have argued, there is no way in which to make a categorical distinction between the two contrapuntal “meaning utilizers” and “meaning-carriers,” though we can assume a differential. At times it is best to focus on the binary rhythm between the eye and the sun, but then at other times to see that this binary is expressive of other coherence-field relations (the sun “carriers” its participation in a “utilization”). In any case though, as the contrapuntal rhythm weaves a primary mat of life (including its inorganic forms), it is the Ontological Niche (for me Exowelten) determinations which give life to the very substance of our coherent thoughts and communications, the way in which regularly read and affectively inhabit a diversity of forms whose internal (field) states reflect and express states of the world. And it is our mutually enfleshed sharing of nodes in the world which privileges any organic or inorganic state, as important. It is because of this that the very musicality of connection between the internal parts of the world to other external parts of the world, is what is at stake in the very maintenance of the coherence of our thought and capacity to speak to each other. The resource is in the very affective and dexterous capacity of others (other things, other beings) to feel and report back upon what condition the world is in.
Total Umwelt and Biosphere Split
In his essay Morten Tønnessen steers somewhat clear from Hoffmeyer’s wider embrace in order to return to the rich heritage of Umwelt-thinking, and he tries to heal any solipsistic phenomenological drag from the concept by postulating various zones of “total Umwelt” expression. These are still phenomenological states, but simply totalized by some measure. Personally, I don’t see the advantage of returning to Idealism’s internal preoccupation and anchoring, something which ever must return to the notion of a subject. Yet, Tønnessen also extracts from von Uexküll the important idea that the animal and its Umwelt are inseparable. While this still leaves us on the wrong side of the ledger, Tønnessen transfers from a terminology of “Tier-Umwelt-monade” to a more comprehensive “bioontological monad,” which he reads as couterpart to the biosphere:
A different type of abstract phenomenal entities can be termed total Umwelten. By a total Umwelt, I understand the sum total of the manifold phenomena appearing in the Umwelten of a particular group of subjects. An example that is mentioned by Uexküll (1928: 181) is the total Umwelt of a species…Noteworthy, according to Uexküll, the subject and its phenomenal world are not separate entities, but, as illustrated by the functional cycle, together make up one unit. One could call this belief ontological holism. To signify this unified entity, Friedrich Brock (1934) introduced the term “Tier-Umwelt-monade”. However, Uexküll’s ontological holism is not restricted to Umwelt-carriers, and I therefore suggest to replace Brock’s term with the more general expression bioontological monad…The phenomenal counterpart to the biosphere, i.e., the sum total of all living beings of Earth, is the known phenomenal world. Taken as a bio-ontological entity, it represents the inseparable whole of life and world. In lack of a better designation, it might be called the bio-phenomenal sphere.
By my thinking the very concept of monad existence must entail the nexus points of differences that make a difference in the world, as those terminus differences become organs of perception for the animal/plant/being/field. It is not enough to simply posit whole internal worlds which grow in size supposedly connected to whole bio-physical states outside of them. Rather, the very connections between organism and world must count as part of that recursive boundary. The bioontological monad is constituted by, and inconceivable as operative without, the differences that make a difference it its terminus limit (and which it shares as terminus limit with other things).
Morten Tønnessen ends his essay with a careful consideration of Deep Ecologist Arne Næss’s eight bio-ethical principles. Only the with first of which will I concern myself:
1. The well-being and flourishing of human and non-human life on Earth have value in themselves (synonyms: intrinsic value, inherent worth). These values are independent of the usefulness of the non-human world for human purposes…
His response to this first point is worth quoting at some length because it has many of the factors we have discussed:
According to Næss (1993: 198), the first point in the deep ecology platform “refers to the biosphere, […] individuals, species, populations, habitat, as well as human and non-human cultures”. Næss also mentions landscapes and ecosystems. Given an Uexküllian framework, all of these must be understood as bio-ontological entities. A culture, for example, can be defined as a certain common-Umwelt that allows for a certain total Umwelt. The fact that the flourishing of human life rests on the flourishing of concepts should result in political and cultural tolerance. As for ecosystems and inhabited landscapes,one could probably reach a bio-ontological definition by way of the concepts of contrapuntal relations and total Umwelt. A habitat might be regarded as the subjective space, or perhaps Heimat (home), of an individual or population.
The reason why it makes sense to regard all semiotic agents, i.e., bio-ontological monads, as moral subjects, is that in respect to these entities, our actions make a difference. Only for semiotic agents can our actions ultimately appear as signs that influence their well-being. In capacity of meaning-utilizers, all semiotic agents, be it the simplest creature, are able to distinguish between what they need and what is irrelevant or harmful to them. As Kull (2001: 361) says: “Everything alive has needs per se, not so the lifeless nor the dead”. Wherever there is semiosis, there are needs, and even though actual moral treatment is also a question of practicability, attribution of moral status is a principal one.
But why regard higher-level bio-ontological entities as moral subjects? Because a living being is not an isolated incident. In a profound sense, a subject is what it relates to. The contrapuntal relations that it takes part in do, largely, define what being this subject is all about. The individual self branch off into the society of phenomenal subjects and into the phenomenal world, it is already social, already worldly, already more-than-individual. You cannot really value a subject without at the same time valuing the web of contrapuntal relations that it takes part in.
One can guess where my quarrel with this reasoning lies since I read as “semiotic” much further down then the author grants, and this is due to the substance of the last of his three paragraphs: “The contrapuntal relations that it takes part in do, largely, define what being this subject is all about.” If we follow Spinoza’s notion of conatus with which we began our discussion, Kull’s point at to “needs” evaporates or is at least severely challenged. Sedimentation preserves itself against what is irrelevant or harmful through its very coherence until over come. This is not a mere theoretical side-step. It is the very stabilized contour of avoidance and perseverence that turns a meaning-carrier into a meaning-utilizer. If we accept that even rock sedimentation layers strive to persist, then they too have “needs” (however qualified, however dim), and if rock sedimentation layers form part of the contrapuntal music of our own reading capacities of the world, by what measure do our own defining contrapuntal relations which take part with such rhythm, exclude them from some place of importance? Change the music and change the person. This is not to say that one should not cut into rock formations in order to build train tunnels, but one should do so knowing that one is making a cognitive, resonant, musical change.
Last to end, Næss’s claim in point one, that the values of non-human things are independent from human purposes defies Spinoza’s utility approach to an ecology of persons (and world). In fact, it is the very usefulness of non-human things, not just as appropriations, but as participations, which should drive us towards their care. Only a rich concept of purposes and utility can nurture the epistemic responsibilities and capacities of the human species.
[See Morten Biosemiotic Weblog: Utopian Realism]
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